Daniel Spalding CEPA, MBA
I specialize in serving the wealth management needs of small business owners, executives, professionals, retirees and their families. My areas of expertise include personal wealth management, retirement plans and cash management strategies.
To comprehensively serve the diverse needs of my clients, I hold the Series 7, 63, and 65 registrations though LPL Financial and a Florida Life & Variable Annuity license. I earned my bachelor’s degree from Stockton University and MBA from Rutgers University.
Raised in New Jersey, I worked for my family’s masonry company from a young age and restored classic automobiles while earning my BS. With 23 years in the financial services industry, I worked at PGIM Investments prior to joining Focus Wealth Strategies.
I reside in St Petersburg FL with my two children, Hadeon and Mikaela, where I am a member of the St Petersburg Yacht Club. When spare time presents itself, you could find me at a Tampa Bay Lightning game, boating, spearfishing, snowboarding, running or road cycling.
Professional Designations and Registrations:
- Series 7 General Securities Registration through LPL Financial
Series 63 Uniform Securities Agent through LPL Financial
Series 65 Uniform Investment Advisor Law Exam through LPL Financial
- 214 Resident Life Including Variable Annuity license
- Certified Exit Planning Advisor (CEPA®)
- Accredited Investment Fiduciary (AIF®)
Affiliations:
- Member – St Petersburg Yacht Club
- Member – Alpha Phi Delta Fraternity
- Member – Squires Club of St Petersburg
- Supporter – Boat Kids (special needs family support)
